Role of Company Director I: Overview of Legal & Regulatory Framework
Course outlines 課程大綱:
1) An overview of the Listing Rules
2) Consequences of breach to the listed company and its directors
3) Corporate Governance Code
4) Practical suggestions to enhance compliance and Q&A
CPD Hours: 2
Facilitator: Ms Angel Wong, Partner, ONC Lawyers
Angel is one of the members who built up our corporate finance practice. She specializes in initial public offerings (IPO) and she has advised many listing applicants and sponsors in listings on the Main Board and GEM of the Hong Kong Stock Exchange. In few years’ time, Angel has successfully completed more than 25 IPO projects, including the listing of H-share enterprises, red-chip companies, Hong Kong local companies and overseas enterprises, etc.
Angel has experience in a wide range of corporate and commercial matters, including pre-IPO restructuring and financing, IPO, secondary financing, overseas listing, mergers and acquisitions, loan and financing transactions, licensing and registration under the Securities and Futures Ordinance, corporate governance and general compliance for listed companies as well as private enterprises.
Angel has advised several sponsor firms on their applications for licence to carry out Type 6 (Advising on Corporate Finance) regulated activities under the Securities and Futures Ordinance and their compliance matters. In addition, Angel is leading a team to provide legal services to number of listed companies under annual retainers.