Training: New Appointed Directors Training: HK Regulatory Framework and Directors’ Duties 課程培訓題目：新任董事培訓：香港監管架構與董事職責

Training: New Appointed Directors Training: HK Regulatory Framework and Directors’ Duties

課程培訓題目：新任董事培訓：香港監管架構與董事職責

Course outlines 課程大綱:

General Principles of Directors’ Liability
Directors’ Liability under Common Law
Directors’ Liability under Listing Rules
Roles and Responsibilities of the Board of Directors, Executive Directors, Non-Executive Directors, and Independent Non-Executive Directors
Role and Functions of the Company Secretary
董事責任的一般重要原則
普通法下的董事責任
上市規則下的董事責任
董事會、執行董事、非執行董事及獨立非執行董事各自的責任及角色
公司秘書角色及職能

Language: English

CPD Hours: 2

Facilitator 導師:

Mr Wing Chan
Of Counsel
Financial Services Disputes and Investigations
Eversheds Sutherland

Wing is an Of Counsel in Eversheds Sutherland’s Litigation and Dispute Management team in Hong Kong, focusing on contentious and regulatory matters.
He has significant experience in advising financial institutions and listed companies, as well as their senior management, on disputes and investigations by regulators and other authorities.
Wing was previously a Senior Manager in the Enforcement Division of the Securities and Futures Commission (“SFC”), advising on a wide range of investigations and disciplinary proceedings against intermediaries. He was also involved in a number of strategic projects relating to the SFC’s policy initiatives and enforcement proceedings.
Wing has represented clients in investigations and prosecutions by different law enforcement agencies in Hong Kong. In addition, he is also experienced in advising financial institutions, corporations, their senior employees and liquidators on a variety of disputes, including banking and financial services litigation, contractual disputes, joint venture and shareholders’ disputes, breaches of duties by directors and employees, fraud claims and insolvency proceedings.

Mr Alvin So

Mr Alvin So is a Senior Associate in Eversheds Sutherland’s Corporate team and is based in Hong Kong. Dual-qualified as a solicitor in Hong Kong and England & Wales, Alvin’s practice focuses on mergers and acquisitions, corporate finance and corporate reorganisations. He also has extensive experience in advising Hong Kong listed companies on corporate governance and regulatory compliance. He has acted on behalf of major conglomerates, PRC state-owned enterprises and international clients across a broad range of sectors including consumer retail, natural resources and infrastructure sectors. He obtained his Bachelor of Business Administration (Laws) and Bachelor of Laws from the University of Hong Kong.