Training: Latest internal control practice for corporates
課程培訓題目：最新企業內部監控制度實踐
Course Outlines 課程大綱:
1. Definition of internal control in market practice
a. What constitutes internal control within organizations
b. Its importance role in risk management and operational efficiency
c. Discussion of the different internal control frameworks utilized in practice in various corporate environments.
2. Latest consultation on Corporate Governance Code (CG code) and related listing rules by HKEX
a. Board effectiveness improvement
b. Strengthening board independence
c. Enhancing risk management and internal control
d. Better capital management
3. Effective Internal Control: Tips and Advice for Corporations
Language: English
CPD Hours: 2
Facilitator 導師:
Ms Loretta Lee, FAIA, CPA, MA
Partner, Risk Management and Advisory
Wall Corporate Advisory Limited
Loretta has over 18 years’ experience in performing financial audit and internal audit in both professional firms and a number of listed companies in Hong Kong respectively. She is now a Partner of Wall Corporate Advisory Limited (WCA) which has been established in August 2017. We are specialized in providing various consultancy service including but not limited to: pre-listing internal control review, risk management and internal control, enhance internal control system for private company and listed company e.g. improve efficiency and effectiveness, resumption of listing status in HKEX, merger and acquisition, assist to prepare environmental, social and governance report, etc.
Other than listed companies and private companies, we have also been engaged in providing consultancy services to a number of NGOs and some organizations of National Sports Association, such as Football, Rowing, Kendo, Sport Association for the Deaf, etc. Providing risk management and internal control review service such as assisting to draft policy and procedures and comment on the internal control system on major operating cycles.
Prior to joining WCA, she was the head of internal audit department of a listed company in Hong Kong. In addition, she has extensive experience in providing service for pre- IPO internal control review application, internal control review and other internal audit engagements as she had worked in consultancy firm and professional firm for over 6 years. Moreover, she is a tutor of the courses, Internal Control Review and Internal Control – concepts and issues, being organized by HKU SPACE.