Training: Directors’ Regulatory duties on risk management and handling corporate debt Matters
課程培訓題目：董事在法規中風險管理及債務事宜上的職責
Course outlines 課程大綱:
- Director’s fiduciary duties & risk management responsibilities
– Duty of care, skill, and diligence in risk oversight under HKEX rules
– Identifying, monitoring, and managing key business risks (financial, operational, compliance)
– Establishing effective internal controls - Insolvency related duties under regulations
- Personal liability risk and responsibilities
- Case illustration and discussion
- Practical tips for directors
– Regular review of financial position of the company
– Seeking professional advice when solvency concerns arise
- 董事受信責任及風險管理責任
– 在交易所法規中風險監督中應有的謹慎、技能及義務
– 識別、監察及管理主要業務風險（財務、營運、合規）
– 建立內部監管 - 法務上債務的相關職責
- 個人法律責任風險與承擔
- 案例說明及討論
- 董事實務指引
– 定期審視財務狀況
– 在出現償債能力疑慮時尋求專業意見
Language: English
CPD Hours: 1
Facilitator:
Anderson Siu
SQ (Insolvency) | FHKIArb | MCIArb | MAIADR
Partner
Anderson obtained his master’s degree in corporate law from the University of Cambridge, with First Class Honours in all subjects, ranking first in his year. Anderson frequently advises international corporations and insolvency practitioners on contentious insolvency matters across multiple jurisdictions.
In particular, he has acted for and assisted listed companies, financial institutions, liquidators, provisional liquidators, receivers and trustees across a full spectrum of court applications and legal proceedings, such as creditor’s compulsory winding-up (from issuance of statutory demand to appointment of liquidators), enforcement actions in relation to securities, recognition of appointment of foreign liquidators, and scheme of arrangement/individual voluntary arrangement.
Furthermore, Anderson regularly advises corporations and high net worth individuals on a wide range of domestic and crossborder disputes concerning contractual and construction claims, shareholders’ disputes, breach of trust, cross-border contentious probate, and enforcement of foreign judgments. Specifically, urgent court applications such as injunction, charging order, appointment of provisional liquidators or equitable receivers, and pre-action discovery are all within his areas of practice.
Anderson also has considerable experience in arbitration, including but not limited to conducting arbitration proceedings at the HKIAC, SHIAC and other arbitral centres in the PRC, assisting PRC counsel to apply for assets preservation order in the PRC in aid of arbitration proceedings in Hong Kong, making applications to the Hong Kong Court to set side or enforce foreign arbitral awards.